Russia
and Ukraine Redux
September 30, 2022
I have written about Russia and
Ukraine before, using my knowledge of Russian history, in which I hold a PhD. I
write about the relationship between those two nationalities and their present
political embodiments again because the issues between them just become more
and more complex. When Russia invaded Ukraine in March of this year your humble
author and just about every expert on Russian affairs assumed that the Russians
would easily defeat the Ukrainians militarily. After all, Russia is a very much
bigger country than Ukraine. It has a much bigger population. It has a much
bigger military. It has an enormous stockpile of nuclear weapons. Ukraine has
existed as a country recognized as such under international law only since late
1991 following the dissolution of the Soviet Union. Many ethnic Russians live
in Ukraine. A war between Russia and Ukraine looked like an enormous mismatch.
But it hasn’t turned out to be a mismatch at all. The Ukrainians are resisting
the Russian invasion far more effectively than most anyone thought they could.
In recent times they have even regained some territory they had lost to the
Russians earlier in the conflict. But just today Russia has claimed to have
annexed Ukrainian districts that make up the entire eastern part of the
country. So here’s another take on the relationship between Russia and Ukraine.
There should be no real issues between those two closely related people, but of
course there are, and we cannot ignore them.
This afternoon I had a regular
appointment with my dentist. He said something about how remarkable it is that
in 2022 one nation is trying to take over another nation, meaning Russia’s
attack on Ukraine. I said yes, I have a PhD in the history of one of them. He
asked me if Russia had any claim on Ukraine. I didn’t have time to give him an
answer. I said only that the Russian and Ukrainian populations overlap. They
intermix. There is no clear dividing line between them. I said that it is the
eastern border of Ukraine that is primarily at issue, that Russian bureaucrats
in Moscow drew that border, and that there is nothing natural about it. That’s
what ‘s leading to a lot of the trouble there. My dentist put the question of
the relationship of Russia and Ukraine in an interesting way. He asked whether
Russia has any claim on Ukraine. That question is more complex than it might at
first appear to be. The answer under international law is simply no. Russia has
no rightful claim to any of Ukraine’s territory. From the perspective of
Russian and Ukrainian history the answer is still no, but the matter is a bit
more complex. I will attempt here to explain why that relationship is as
fraught as it is.
The ethnic Ukrainians are every bit
as ancient as a people as are the ethnic Russians. In fact, centuries ago there
was no distinction between them. They were both just the one Eastern Slavic
people. What we study as Russian history began in Kiev (Kyiv in Ukrainian). That
history, at least in documentary form, begins with the conversion of Grand
Prince Vladimir of Kiev to Orthodox Christianity in 988 CE. In the eleventh
century CE the center of Slavic civilization shifted to the northeast of Kiev
to the cities of Yaroslavl, Suzdal, and eventually Moscow. The territory that
today is Ukraine entered a long and complex history of occupation and
domination by peoples other than Eastern Slavs. These include the Crimean
Tatars, the Poles, and the Lithuanians among others. Some ethnic Eastern Slavic
people ended up living, at different times, in Poland, Slovakia, Hungary, and
Romania as borders in the region were redrawn several times. For many centuries
few if any of them lived under Russian control.
Beginning at least by the
eighteenth century CE, the Russian Empire, which had grown and expanded
extensively from Moscow in all four directions, began to occupy parts of the
territory we now recognize as Ukraine. By 1789 Catherine the Great, Empress of
Russia (though she was herself German not Russian) occupied Crimea, and all of
what is now Ukraine came under Russian domination. What today are the Ukrainian
lands were incorporated into the Russian Empire.
In its imperial period, which
lasted until 1917, Russia never recognized the Ukrainians as a distinct people
with a distinct language and culture that differed from the Russians. There was
no distinct Ukrainian political unit of any kind within the empire. Indeed, in
the nineteenth century the imperial Russian government outlawed the use of
Ukrainian in education and banned the publication of literature in Ukrainian.
The Russians in this period always claimed that there was no distinct Ukrainian
nationality. To the Russians Ukrainians were really Russians who just spoke a
rather odd dialect of Russian. Ukrainian nationalism arose in the nineteenth
century, but the Ukrainians were never able to assert any kind of independence
from the imperial government in St. Petersburg.
The Russian Empire ended in early
1917, and in November (October old style), 1917, the Russian Bolsheviks under
Vladimir Lenin, staged a coup d’état in St. Petersburg that the Soviet Union
would always celebrate as the Great October Revolution, though it was initially
nothing of the sort. There followed a long civil war in which the Bolsheviks
fought against various anti-Bolshevik enemies. Some of those enemies were
Ukrainian nationalists fighting to free Ukraine from Russian control. They
never succeeded for long in doing so. The Bolsheviks eventually won the civil
war and established their control over most of what had been the Russian
Empire, including Ukraine.
In 1922 the Russian Communist Party
created the Union of Soviet Socialist Republics. Initially there were five
so-called republics. One of them was the Ukrainian Soviet Socialist Republic.
It was imposed on the Ukrainian people by the Russian-dominated Soviet
Communist Party, but it was the first nominally Ukrainian political entity in
history. The borders of the five “republics” were, like everything else in the
Soviet Union, set by Communist bureaucrats in Moscow. They faced a difficult
task in determining what lands were Russian and what lands were Ukrainian. The
Russian and Ukrainian people were extensively intermingled with each other.
There were Russian-speaking people as well as Ukrainian-speaking people
throughout what became the Ukrainian Soviet Socialist Republic. There were
Ukrainian-speaking people in the Russian republic. The overlap of the Russians
and the Ukrainians was particularly pronounced in what became the eastern part
of the Ukrainian republic. The Soviets set the border between Russia and
Ukraine where it is today except that initially they put the Crimean Peninsula
in the Russian Republic not the Ukrainian one. In 1954 Nikita Khrushchev
transferred that peninsula to the Ukrainian SSR.
Thus from 1922 until 1991 there was
a Ukrainian political entity, the Ukrainian SSR. It was, however, completely
dominated by the Communist Party of the Soviet Union, which was itself
primarily a Russian institution. When the Soviet Union was terminated on
December 25, 1991, the Ukrainian Soviet Socialist Republic became the
independent nation of Ukraine. The international community, including Russia,
recognized Ukraine as a sovereign nation under international law. It was the
first time in history that such a sovereign Ukrainian state had existed and
been recognized as such by the entire world.
Russia respected the sovereignty
and territorial integrity of Ukraine from 1991 until 2014, when Russia
forcibly, and illegally, incorporated Crimea into Russia. By 2014 Vladimir Vladimirovich
Putin had been effectively ruling Russia since January 1, 2000. Putin is a
complex character, but we get a lot of insight into an important part of his
thinking from the comment he once made that the dissolution of the Soviet Union
was the greatest geopolitical tragedy of the twentieth century. Putin was once
a member of the Communist Party of the Soviet Union, and he was an agent of the
Soviet institution charged with keeping the Communists in power, namely, the
KGB. (The letters KGB are the first letters of the Russian words for the
Committee on State Security, the Komitet Gosudarstvennoi Bezopastnosti.)
He was perhaps never all that committed as a Communist, but he was committed to
the Soviet Union. In his mind, Russia is entitled to dominate if not outright
control all of the lands and people that once made up the USSR. That, of
course, includes Ukraine. Beyond that, Ukraine seems to hold a special
attraction for Putin. He advocates the old imperial Russian understanding of
Ukraine and Ukrainians. He denies that the Ukrainians are a people distinct
from the Russians. He denies Ukraine’s right to exist as a nation separate from
Russia. Moreover, he fears any association of Ukraine with either the European
Union or NATO. Because so many of them have at times in the past lived under
the control and domination of more western peoples like the Poles and
Lithuanians, Ukrainians generally think of themselves as more western than the
Russians are. They also resent the Russians for centuries of Russian rule that
was always unjust and often massively violent; and they fear the possibility of
Russia reasserting its control over them. Because he does not think of them as
a separate people with a right to an independent existence, and because he is
afraid that they will form an alliance with the European Union and join NATO,
Putin feels fully justified in his attempt to eliminate Ukraine as a sovereign
nation distinct from Russia.
So does Russia have a claim on
Ukraine? No, it doesn’t; but it is not hard to understand why Putin and many
other Russians think that it does. Ukraine was under Russian domination and
control for a very long time. The Russians and the Ukrainians are very closely
related linguistically and culturally. Most of both peoples are or in the past
were Orthodox Christians. Their histories are closely intermeshed. Russian
civilization as we (and they) know it began in Kiev, now the capital of
Ukraine. That we can understand what Putin is doing in Ukraine does not make
what he is doing there either legal under international law or moral under any
conceivable system of true morality. It is neither. It is however important for
us to understand the complex history of Russian-Ukrainian relations if we are
to understand at all what is going on between those two nations today.
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