Is Russia European or Asian?
Rev. Dr. Thomas Calnan Sorenson
© Thomas Calnan Sorenson, 2020. All rights reserved.
A little while ago my adult daughter, knowing of course that
earlier in my life I had earned a Ph.D. in Russian history, asked me: Is Russia
European or Asian? I answered: Yes. I meant by that perhaps cryptic answer that
Russia is both European and Asian. There is of course a geographic component to
that answer. Although the continents we call Europe and Asia are only one
landmass (of which Africa is also a part), we usually place a dividing ling
between them at the Ural Mountains. The historical homeland of the Russians is
on the European side of that line. Over the centuries, however, Russia expanded
to the east. Russian control came to extend to what is now the US state of
Alaska. So for at least the last several hundred years geographically speaking
Russia has had one foot in Europe and one foot in Asia. In that geographic
sense Russia is indeed both European and Asian.
There is however another aspect to my answer that Russia is
both European and Asian that is actually more important. That aspect of my answer
is cultural and historical rather than geographic. I mean cultural here in the
broadest sense. It includes things like art and religion, but I intend it also
to include the political aspects of a people’s life. In this broad cultural sense Russia has always been a bit hard to define. There are and long have been
both European and Asian aspects to Russia’s identity.
I wish here to explore those aspects of Russia’s identity,
but before I do I need to explain what I mean by European and what I mean by Asian.
I mean no value judgment in what I say here. Of course I have my personal
preferences and opinions. They are however irrelevant here. I will try to leave
them out of my discussion of Russia’s identity in this piece.
By Asian, or Asiatic, at least as it applies to Russia, I
mean primarily the sociological and political elements of culture. Asian
political systems, at least until quite recent times and still in China and
elsewhere, have been authoritarian or even totalitarian. Most people have had
few or no rights the government had to respect and no meaningful participation
in their government. Asian cultures have had no tradition of individual
freedom. The collective has always been more important than the individual.
Independent civil institutions are largely unknown in traditional Asian
cultures. There were no institutions that could act as centers of opposition to
the state. The people have been a mass that the government governs but usually
not for the benefit of the masses but only for the benefit of a small, wealthy
elite. Most of the people by far were impoverished peasants working land they
didn’t own. Asian cultures for the most part may have been influenced to some
degree by the great developments in European culture, but until recently they
haven’t much participated in those developments.
It is those great developments that distinguish and define
European culture. They begin, more or less at least, with the Roman Empire. Western
Europe inherited Rome’s traditions of a standardized legal code and a
practical, rational way of thinking. The Roman Empire was gone by the sixth
century CE, and western Europe entered the so-called Dark Ages. It’s not that
nothing happened in those centuries. One important development was the creation
in the year 800 CE of the Holy Roman Empire, with Charlemagne as its first
emperor. It was neither holy, Roman, nor a true empire, but it was a political
institution separate from the church and often in conflict with it. Those
supposedly dark centuries also saw the beginnings of what became western
Europe’s nation states, especially in France. Those embryonic states were also
independent of and often in opposition to the church.
Beginning in roughly the eleventh century CE western Europe
entered what we call the High Middle Ages. Those centuries saw the rise of
cities as centers of commercial and cultural activity. Roman Catholic culture
blossomed, as seen particularly in the spectacular Gothic cathedrals the
emerging cities constructed. Those magnificent structures express a soaring of
the human spirit and a faith in the future unlike anything seen before.
One of the major cultural developments of the High Middle
Ages was western Europe’s rediscovery of Aristotle. That great philosopher of
ancient Greece and forerunner of modern science had been unknown in the West. His
works and thought were preserved by the Islamic cultures of the time, which for
centuries had far surpassed western European culture in virtually every
cultural realm including architecture, theology, science, mathematics (there is
a reason we call them Arabic numerals), and philosophy. Arab scholars
translated Aristotle into Arabic. In Muslim Spain Christian scholars translated
those Arabic translations of Aristotle in to Latin. These Latin translations
found their way from Spain into France and other parts of western Europe. They
played a major role in the development of scholastic theology. Epitomized by
intellectual giants like Anselm of Canterbury and Thomas Aquinas, scholastic
theology introduced a highly rationalized way of thinking into western culture.
That way of thinking would find its fullest development centuries later in the
European Enlightenment. Scholastic thought differed from Enlightenment
rationalism in that it accepted the supposedly revealed truths of Christianity
as given and unassailable, but it was rationalistic in the extreme in the way
it worked with those truths.
The High Middle Ages were quickly followed, quickly in the
historical sense at least, by the Renaissance. Beginning in the fourteenth
century in Italy and then in other areas of western Europe as well, western
Europeans rediscovered the centrality of the human being that had characterized
ancient Greece. Western European culture became humanistic in ways it never had
been before. Look, for example, at Michelangelo’s magnificent depiction of the
male human form in his David or at the way Renaissance painters created
realistic portraits of individual persons.
Not long after the flourishing of artistic culture in the
Renaissance western Europe experienced (or perhaps suffered through) the
Protestant Reformation. Protestant thought developed the humanism of the
Renaissance in the terms of Christian theology. For our purposes here the most
important thing about the Reformation is its contention that each individual
person has her or his own personal, direct relationship with God with no need
for intermediaries in the form of saints or priests. Protestantism raised the
individual from a status that required religious structures for salvation to
the level of autonomous individuals free from the dictates of Rome.
Then in 1637 the French philosopher, mathematician, and
scientist Rene Descartes wrote, first in French, “Je pense, donc je suis,”
I think therefore I am, better known in its Latin form of Cogito ergo sum
and often referred to as simply “the Cogito.” The world hasn’t been the same
since. Descartes’ contention that because he experiences himself thinking he
can know that he is, that he exists, is purely rationalistic. (It’s also
incorrect, for his experience that he is sitting there thinking could be
deceiving him, but never mind.) He reached his world-changing conclusion by
setting out to doubt everything he could doubt. He concluded that he could
doubt everything except that he was there doubting. He could not doubt that
there was an “I” doing the doubting. Ergo Cogito ergo sum.
In the Cogito from 1637 we see the beginnings of what was
and remains the most radical and important shift in thinking in human history,
the European Enlightenment. In the Enlightenment human reason displaced divine
revelation as the source and standard of all truth. The rational came to rule
the day. People reasoned their way to new insights about politics, economics.
ethics, and every other realm of human life. A new reliance on the human mind
as the source of truth produced the scientific revolution of the seventeenth
century and thereafter. Truth was reduced to fact. People came to believe that
if something could not be proved to be factually true it wasn’t true in any
sense at all.
All of these developments in western Europe produced some
fundamental understandings that characterize western culture to this day. West
European culture (and that phrase includes the dominant cultures in the United
States and elsewhere) values the political and economic rights of the
individual to an extent that no other human culture does or ever has. West
European culture relies on science as the sole source of knowledge and truth to
an extent that no other human culture does or ever has. The leading edge of western
culture may be moving beyond some of the verities of the Enlightenment, but
those verities remain the mainstays of western European culture to this day.
So: Is Russia European or Asian? The answer has to be I
think that despite its original geographic location Russia in its origins was
almost exclusively Asian. Throughout its history Russia was untouched by most
of the historical developments discussed above that establish western culture.
There was no Roman Empire. There was no High Middle Ages, no Renaissance, no
Reformation, and no indigenous Enlightenment. At no time until very recently
did the mass of the Russian people have any rights that the state was compelled
to respect. Over the centuries most of them became serfs tied to the land and
hardly better off than slaves. Serfdom didn’t end in Russia until 1861. At
least until very recent times at best Russia has never had any civil or
religious institutions that have stood in opposition to the state. In 988 CE
Russia became Orthodox Christian when Grand Prince Vladimir of Kiev converted
to that faith. It did not inherit the tradition of church-state antagonism that
was so important in the history of western Europe. Following the pattern of the
Byzantine Orthodox Church from which it sprung, the Russian Orthodox Church
became a bulwark of the state and never stood in opposition to it, not even to
any meaningful extent during the decades of Communist rule when the state, at
times at least, was aggressively hostile toward the Church and would have
destroyed it entirely had it been able to do so.
There never was any other civil organization that did or
ever could become a meaningful center of activity or values apart from the
state. Even in Vladimir Putin’s Russia of today the state works hard to keep
civil organizations under its thumb. Russia has never had any tradition of
popular participation in government. The country today is nominally democratic,
but President Putin so controls the country’s political processes that
meaningful opposition is virtually impossible. Some who have tried to lead an
opposition have ended up murdered. Given Russia’s history that reality is
certainly understandable, but it means that politically Russia remains largely
Asiatic to this day.
Which is not to say that western European culture has been
unknown or without influence in Russia. Quite the contrary. Tsar Peter I, known
as Peter the Great (ruled 1682-1725), is well known for his attempts to “westernize”
Russia. He introduced western styles of dress and grooming to Russia and
compelled the people of his court to comply with them. He build a new city on
empty swamp land along the river Neva near the Gulf of Finland. He gave it a
German name, Sankt Peterburg, rather than a Russian one. (The Russian
version would be Petrograd, which is what the name was changed to during World
War I.) He intended that it look European not Russian. It looks more western
European than any other Russian city to this day. He built a summer palace on
the Gulf of Finland to the west of the city and intended it to challenge and in
some ways to imitate Versailles. It is a truly magnificent structure, but it
would look more in place in France than it does in Russia. Peter was intrigued
by western Europe’s advanced technology, especially shipbuilding technology. He
traveled, supposedly incognito, to Holland to study that technology. It’s hard
to imagine that as a 6’8” tall Russian he wouldn’t stand out, but never mind.
Peter did have some lasting effects on Russia. The Russian
imperial court looked more western than Russian from his day until its end in
1917. He reorganized the Russian government on western models, although he
intended that reorganization to improve the efficiency of the government and to
increase the tsar’s control of the country rather than to decentralize it or give
any power to anyone else. He abolished to Moscow Patriarchate of the Russian
Orthodox Church and replaced it with the Holy Synod, a collective body overseen
by an Over Procurator appointed by the tsar. It came to function much like an
imperial ministry of religious affairs. So Peter the Great did have some
significant effect on Russian life.
Yet we must say that that effect always remained superficial
at least in its westernizing aspects. In Peter’s day and thereafter the Russian
upper classes took on a western appearance. They began to create art and music
in the western style of their day. They would come to write some of the
greatest literature in western forms. Think of novels of Tolstoy and Dostoevsky
or the plays of Chekhov for example. Tchaikovsky and other great Russian
composers wrote some of Europe’s greatest music. The upper echelons of Russian
society became westernized and made significant contributions to western
European culture. Beyond these developments certain circles of the Russian
elite accepted aspects of western political philosophy. Some of them adopted
western liberal ideas and began to hope that Russia would somehow become a
western style parliamentary democracy.
Others were drawn to Marxism, a thoroughly western ideology
that claimed to be perfectly scientific. Russians and people of other
nationalities within the Russian Empire, most notably the Georgian Josef Stalin,
who claimed to be Marxists seized control of the country between 1917 and 1922.
They claimed to be creating worker’s paradise on earth on a Marxist model,
never mind that Marx’s political and economic analysis was based on and
addressed societies far more industrially advanced than Russia was. The Soviet
Marxists, who came to call themselves Communists, actually created a totalitarian
hell that was thoroughly Asiatic in its total disregard of the rights of the
individual and of individual human dignity and worth. They did some things more
grounded in western thought than were their political structures and actions.
They created universal literacy. They developed western science to a high
degree especially in the fields of engineering, rocket science, and weaponry. Yet
they did all that under political and economic systems that looked far more
Asiatic than European.
The Soviet system collapsed and was officially abolished in
late 1991. Both in Russia and in the west there was hope that a new Russia
would emerge patterned more on western institutions than Russia ever had been
before. That did happen to some extent. Russia today has a parliamentary form
of government, or at least on paper it does. Russian citizens have more rights
and more personal freedom than they have ever had before. Moscow, the essential
Russian city, looks a lot more like a western metropolis than it used to.
For all that, however, Russia today is hardly a model of
western European politics. Vladimir Putin has concentrated political power in
his own hands in a perfectly Russian way. Some call him Russia’s new tsar for
good reason. Russia holds nominally free and fair elections, but Putin and his
party always win by suspiciously large margins. The state has once again cozied
up to the Russian Orthodox Church in a very Russian way, even writing some
Orthodox social teaching into a proposed new constitution. In the Soviet years
Russia had a legal system that worked reasonably well in cases in which the
Communist Party took no interest. When the KGB took an interest in a case
however, it always got the result it wanted. The Russian legal system works the
same way today. When Putin wants to silence an opponent the courts are always
happy to oblige.
Perhaps the most important development in Russia’s history
is what didn’t happen. Russia didn’t participate in most of the major
developments of western European history. Russia had no legacy from Rome. It
had no High Middle Ages. It had nothing like the Italian Renaissance. The
Protestant Reformation was meaningless to it. The elite upper classes of Russia
dabbled in the thought of the European Enlightenment. Catherine the Great even
brought some of the major minds of the French Enlightenment to Russia. The
Enlightenment, however, had no significant effect on most of the Russian
people. Peter the Great may have been a westernizer, and Catherine the Great was
German not Russian. Neither they nor any other Russian ruler before Alexander
II in the 1860s, however, even tried to make Russia’s foundational social
structures more western. Enlightenment political thought had no real effect in
Russia until at least the mid-19th century.
So is Russia European or Asian? Yes. Russia is actually
both. Over the last three hundred years it has taken on many aspects of western
European culture. Yet at heart it remains Asian especially in its political
culture. Russia has no meaningful tradition of democratic government or respect
for individual rights. Yes, in the first decades of the twentieth century some
western countries descended into totalitarian systems as destructive as the
Soviet one, but in those countries totalitarianism was an anomaly. After the
nightmare of Nazism Germany, for example, became a model western democracy.
After the Soviet nightmare Russia didn’t. It won’t for a long time if ever.
Such is the power of history, and Russia’s history is far too Asiatic for that
to happen. So yes, Russia is European and Asian. It is likely to remain so for
a very long time.
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