Reflections
on Vladimir Putin
In the
United States today it is practically mandatory to despise Russian
President Vladimir Putin (unless of course you love authoritarian
rulers the way Donald Trump does). For most Americans Putin is simply
a bad guy, an authoritarian ruler who suppresses or even murders his
political opponents, takes territory from sovereign nations, engages
in foreign military activity in support of murderous dictators, and
meddles in American presidential elections. I do not mean to suggest
by anything I say here that those things aren’t true of Vladimir
Putin. They pretty much are true. Yet I think most Americans
misunderstand Putin because they approach him only with American
understandings of history and of politics. Yet Russia’s history and
politics are very different from America’s. If we are going to
understand Putin we need to understand him in his Russian context not
in our American one. Here I wish to offer an explanation of Putin
that takes his Russian context seriously as a way of explaining him a
bit better than most Americans can or do. Explain, not justify.
Explain, neither approve nor condemn. What I am about here isn’t
passing judgment on Putin. It is merely trying to offer a better
understanding of him than most Americans have.
The
primary reason why so many Americans have so much trouble
understanding Vladimir Putin is that they do not understand how
different Russian history is from American or western European
history. Here are some foundational facts about Russian history that
we must understand if we are to understand Putin. We start with the
truth that Russia did not participate in most of the major movements
in western European history that shaped the western world. In the
west great, more or less independent thinkers began to appear at
least by the high middle ages. The twelfth and thirteenth centuries
gave the west towering geniuses like Anselm of Canterbury, Peter
Abelard, and Thomas Aquinas. They developed their complex theologies
in a context free from political domination. Russia produced nothing
like them before its encounter with the west in the eighteenth and
nineteenth centuries introduced some western thinking to the upper
levels of Russian society.
In the
west there were always institutions and people who resisted the
claims of secular rulers to absolute authority. In particular, the
Roman Catholic Church conducted a centuries long struggle against the
claims of secular rulers to authority over the church. The Church
even functioned like a secular ruler itself. It ruled parts of Italy
as a secular power as well as a religious one. Vatican City is a last
remaining remnant of what were once much greater papal lands. In its
acting as a secular power the Church came into direct conflict with
other secular powers. The Roman Catholic Church never submitted
willingly to rule by secular governments. There were no, or virtually
no, parallel developments in Russia. No institutions independent of
the government developed before at least the nineteenth century.1
The Russian Orthodox Church was always subservient to the Grand
Princes of Moscow or to the tsars those princes became. It always saw
itself as a bulwark of state power, not a power center in its own
right opposed to the state. Indeed, in 1721, Tsar Peter I, known as
Peter the Great, abolished the Moscow Patriarchate and replaced it
with the Holy Synod, a collective body presided over by an Over
Procurator who was appointed by the tsar not the church. That system
of institutional subservience of the Church to the state lasted until
1918, after the Bolshevik coup of 1917, when the Church reestablished
the Moscow Patriarchate as the highest authority in the church. Any
Russians who opposed the tsarist government never had any
institutions separate from the state within which to work the way
opponents of secular regimes did in the west.
The
Enlightenment of the seventeenth and eighteenth centuries radically
transformed the way west Europeans (and Euro-Americans) thought. It
emphasized human reason as the source of truth. It led to the
development, not always peaceful, of more or less democratic state
structures in Great Britain and (eventually) in France and elsewhere
in western Europe. It elevated the thinking individual as a primary
source of knowledge. It produced documents like the US Constitution
with its guarantees of individual rights and freedoms. Nothing like
that ever happened in Russia. Yes, Catherine the Great and other
Russian rulers toyed with the great philosophers of the
Enlightenment. Yes, western Europe’s scientific revolution which
was part of the Enlightenment had some effect in Russia. Mikhail
Vasilyevich Lomonosov (1711 – 1765) was the first great Russian
scientist. Moscow State University is named after him. Yet
Enlightenment rationalism with its emphasis on the individual and
modern European science penetrated only the top layer of Russian
society. They had no significant effect on the masses of the Russian
people.
By the
dawn of the twentieth century essentially all of the countries of
western Europe, with a few exceptions, had developed at least
nominally democratic political systems that provided at least some
legal protection for the rights of a citizen. So had the United
States regardless of how limited those legal protections of the
individual were for Black, Native, female, and other Americans.
Nothing even remotely comparable ever developed in Russia. Only in
the 1860s did Tsar Alexander II introduce some limited reforms that
moved a short distance toward recognizing the rights of the people.
He abolished the serfdom that had kept most Russians tied to the
land, although he did it in a way that made the emancipation of the
serfs burdensome on them financially and less liberating that at
first it seemed to be. He introduced the jury system into Russian
law. He created local legislative bodies called zemstvos that had
some say in local administration without in any way compromising
autocracy. None of those reforms created anything like a western
political system. The tsar still ruled absolutely. After the
Revolution of 1905, the first Russian revolution of the twentieth
century but hardly the last, Tsar Nicholas II was forced to create a
national Duma, a national legislative body that still hardly impinged
upon the autonomous rule of the tsar. When the catastrophe of World
War I hit, Russia was so politically and economically backward that
the old system collapsed under its own dead weight. Then Lenin and
his Bolsheviks took power. They had to fight a civil war to
consolidate that power, but by the 1920s Russia was firmly in the
grips of Soviet communism.
Soviet
communism of course never allowed the creation of anything like
western democracy, and it had no respect for the rights of the
individual person. Various Soviet constitutions contained provisions
like freedom of the press, freedom of speech, elections for political
office, and other democratic institutions and individual freedoms,
but those freedoms existed only on paper. A Soviet citizen couldn’t
use them as a defense when charged with a crime. They created no
effective rein on the power of the Communist Party and the state it
controlled. The Soviet Union became one of most brutally repressive
regimes known to human history, rivaling Hitler and Nazi Germany in
its brutality toward its own citizens.
Enter
Mikhail Gorbachev. He became General Secretary of the Communist Party
of the Soviet Union in March, 1985. He tried to reform the Soviet
system in the direction of limited market freedoms and individual
rights. His policy of “glasnost” (literally “voiceness”) gave
Soviet citizens freedoms they had never had before. Works were
published in Russia that previously had been banned, including
eventually Solzhenitsyn’s Gulag Archipelago
and Pasternak’s Doctor Zhivago.
Gorbachev had no desire to destroy the Soviet Union, but his reforms
acted like a boy pulling his thumb out of a
dike. The personal freedoms
he introduced led to widespread opposition not just to Gorbachev but
to the whole notion of Communist
rule. He failed to reform the economy in ways that benefited ordinary
people. On December 25, 1991, the Soviet Union ceased to exist. What
replaced it came to be Vladimir Putin.
Putin
was born in what was then Leningrad (now once again St. Petersburg)
in 1952. After graduating from Leningrad State University he joined
the KGB (komitet gosudarstvennoi bezopostnosti—The
Committee on State Security),
the main Soviet intelligence agency
and secret police force. From
1985 to 1990 he served as a low ranking KGB officer in Dresden in
what was then Soviet controlled East Germany. With the Soviet Union
on the verge of collapse he returned to Leningrad and became an
important aide to Leningrad mayor Anatoly Sobchak. Sobchak had a
reputation as something of a liberal, but he eventually fell from
power in Leningrad. Putin wound
up in Moscow working for the government of Boris Yeltsin, Russia’s
first more or less democratically elected president. He rose through
the ranks of Yeltsin’s government, and on July 25, 1998, he was
appointed Director of the FSB, the successor institution to the KGB
in the Russian Federation. On
August 9, 1999, Yeltsin appointed Putin Acting Prime Minister of the
Russian Federation. Yeltsin announced that he wanted Putin to succeed
him as President. Yeltsin unexpectedly resigned on December 31, 1999,
and Putin became Acting President. On March 26, 2000, Putin won his
first election as President. He has more or less ruled Russia ever
since.
Putin’s
rise to power in Russia is a bit hard to understand. It seems more
like it is something that happened to him than something he brought
about himself. It seems probable that Yeltsin chose him as his
successor primarily because Putin was seen as a nonentity,
essentially a nobody despite the high offices he had held. Nothing
I have read about him suggests that he sought the highest office in
Russia or that he did much of anything to engineer his reaching that
position. He didn’t turn
down higher offices when they were offered, but it isn’t clear that
he ever sought such offices.
He was, and is, very much a Soviet man, a functionary of the old
system who became the leader of post-Soviet Russia.
Putin’s
rule of Russia is characterized by developments
that are firmly grounded in Russian history. Among them are
a return to some of the repressive ways of the Soviet Union and an
economy dominated by extremely wealthy men whose success they owe
almost exclusively to the Kremlin. These two dynamics of contemporary
Russia have made Putin both immensely powerful and immensely wealthy.
Under Putin the Russian
government has cracked down on opposition leaders and movements. Take
Aleksei Navalny as an example. He is the most prominent opposition
political leader
in Russia today. The Kremlin had him convicted
on
trumped up charges of fraud and thus blocked him from running in the
recent presidential election against Putin. Other
opposition leaders have been murdered, one on a bridge just outside
the Kremlin. The Russian government has cooperated with the Russian
Orthodox Church in passing anti-gay laws that make Russia one of the
hardest places to be LGBT. Russia today isn’t as oppressive as the
Soviet Union was, but it is hardly a model of democracy and freedom.
Under
Putin the Russian economy has come to be dominated by a small number
of extremely wealthy men. We usually call them the “oligarchs.”
They are all close to Putin because you can’t get to be an oligarch
without being close to Putin. The Russian government owns substantial
portions of the country’s industry, especially the gas and oil
industry on which so much of the economy depends. We don’t know
exactly how much Putin has enriched himself during his time running
Russia, but some estimates make him one of the richest men in the
world.
Beyond
those factors of his rule Putin
has undertaken a more aggressive foreign and
military policy than
post-Soviet Russia had before him (or
indeed than the Soviet Union had for quite some time).
He occupied the Crimean Peninsula, taking it from Ukraine.2
He has engaged the Russian military in the civil war in Syria in
support of Russia’s ally Assad. Internally he essentially leveled
Chechnya, a semi-autonomous
region in southern Russia, to
end a militant independence movement there. He has made threatening
moves toward the Baltic republics that used to be part of the USSR.
He has engaged in military
actions in the independent nations of Georgia, Ukraine, and Moldova,
all former Soviet Socialist Republics.
All
of these things about Putin and post-Soviet Russia trouble people in
the west. At least some of them are indeed troubling, but before we
judge we must understand them in the Russian historical context not
the western one. Primarily what we must understand is that it is not
at all surprising that the government of post-Soviet Russia is not
truly democratic and does not respect what we consider to be the
individual rights of its people. History determines much in this
world, and Russia has no history of either democratic institutions or
governmental respect for
individual liberties. Russia
flirted with democracy and individual rights immediately after the
dissolution of the USSR, but it did that in a context that provides
no fertile soil in which they can take root and prosper. Russia has
no significant history of institutions that stand in opposition to
the state. During the Soviet period that only institution there was
whose aims were different from those of the state was the Russian
Orthodox Church. As I noted above, the Russian Orthodox Church has a
long history of supporting state power not resisting is. That
was true even in the Soviet period of Russian history.
That the post-Soviet Russian state would oppose the development of
political, social, economic, or other institutions that it did not
control was virtually a certainty given Russia’s history.
Then
there is the loss (or at least the weakening) of Russia’s imperial
status. Putin has called the
collapse of the Soviet Union the greatest tragedy of the twentieth
century. Given the enormous
scope of the tragedies of the twentieth century most
of us find that assertion hard to understand, but the Soviet Union
was essentially the old Russian Empire in communist guise. Russia
has been at least a regional imperial power since the eighteenth
century. The Soviets made it a world power. With the collapse of the
Soviet Union Russia was no longer a world power, and it lost much of
what had been its empire. All fifteen Soviet Socialist Republics that
had made up the USSR became independent nations. Some of them have
joined NATO, the western
military alliance formed
specifically to oppose the Soviet Union. With the end of the Soviet
Union Russia suffered a huge loss of prestige and power. One of the
main things Putin is about is restoring that prestige and power.3
That the post-Soviet Russian
government and most Russian people would want to restore that
prestige and power was as virtual a certainty as was the relatively
undemocratic nature of that government.
I
intend none of this as a
justification for anything Putin has done and is doing. He has
essentially made himself a new Russian tsar. That status of his is
threatened by a term limits provision of the Russian constitution,
and it will be interesting to see how he handles that limitation in
2024 when his current term expires. However he handles it, the
important point for us westerners to understand is that Putin is
acting entirely in accordance with the main outlines of Russian
history. Putin is both a
Russian man and a Soviet man. That he is Russian is obvious. He was
born in Russia to a Russian family and has lived elsewhere only for a
few years during his work with the KGB. That he is Soviet is perhaps
less obvious; but he was born in the Soviet Union, grew up and was
educated in the Soviet Union, and served in the Soviet Union’s
primary intelligence agency. As a Soviet man he was indoctrinated
into a Marxist-Leninist ideology that condemns western representative
democracy as a sham and a tool of economic exploitation. As a Soviet
man he served in the government of what he, correctly, knew to be a
major world power. He learned how to work and prosper within a system
that was undemocratic and oppressive in the extreme. He learned how
to manipulate the levers of power in that system for his own
purposes. He can hardly be
anything other than a Russian Soviet man.
Because
he is a Russian Soviet man, nothing about what he has done and is
doing should come as a surprise to us. Given his historical context
it would be remarkable if he acted much differently than he does. We
don’t have to approve of him or his actions, but we do need to
understand them. That means we must understand them within the
Russian historical context. Putin is an predictable
embodiment of that context.
We would do well to keep that truth in mind as we seek to deal with
him and his Russia.
1With
the possible exception of the Old Believers. There was a schism in
the Russian Orthodox Church in the seventeenth century that created
a group called the Old Believers, which was and is an Orthodox sect
opposed to the established Russian Orthodox Church. Under the tsars
it came into conflict with the tsarist government in a way the
established church never did. The Old Believers sect, however, was
never big enough to change Russian history in any significant way.
2See
my post on this blog “A Historical Perspective on Russia and
Ukraine” for a discussion of Russia’s annexation of Crimea set
in its proper historical context.
3I
once heard President Obama refer to Russia as a “regional power.”
I wonder if he said that intentionally as a slap across Putin’s
face or if he even understood how that remark would be taken in
Russia as an insult, for surely Putin and many other Russians took
it as precisely that.
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